Curriculum Vitae (25 April 2007)
John Sutherland Earle

 

Upjohn Institute for Employment Research

300 South Westnedge Avenue

Kalamazoo, Michigan 49007

Tel: (269)385-0435   Fax:  (269)343-3308

Email: earle@upjohn.org

Website: www.upjohn.org/staff/earle.html

Papers: http://papers.ssrn.com/sol3/cf_dev/AbsByAuth.cfm?per_id=32789

Education

Oberlin College and Conservatory.  B.A. (1980) in Economics, B.Mus. (1980) in Piano Performance.  Five-year double-degree program completed in four years. 

Stanford University.  M.A. (1986) and Ph.D. (1988) in Economics.  Fields: Labor Economics, Public Finance, Economic History. Advisors: John Pencavel, Tom MaCurdy, Steven Durlauf.  Dissertation:  “Empirical Studies of Cyclical Labor Market Fluctuations.”

Academic Honors

·          National Merit Scholar

·          Phi Beta Kappa (Academic Honors Society)

·          Pi Kappa Lambda (Musical Honors Society)

·          Stanford University Graduate Fellowship

·          National Science Foundation Graduate Fellowship

·          Distinction awards on PhD comprehensive examinations

·          Georges Lurcy Research Fellowship (at Brookings)

·          Fulbright Scholar (in Vienna)

·          Egyetemi Tanar (Honorary Professorship awarded by the President of Hungary)

Current Positions

Upjohn Institute for Employment Research.  Senior Economist (since 2001).

Central European University.  Professor of Economics (since 2000); Associate Professor (1995-2000); Assistant Professor (1991-95).  Academic Director of the Economics Department and M.A. Program (1993-95).  Director of the Labor Project (since 1994).  Director of the PhD Program in Economics (2003-06).

Previous Positions and Other Affiliations

·       Stanford University, Department of Economics.  Visiting Associate Professor of Economics (winter 1995-96, winter and spring 1996-97, winter 1997-98 and 1998-99, spring 1999-2000, and fall 2000-2001).  Acting Assistant Professor of Economics (1990-91 academic year, winter and spring 1991-92, spring 1993-94).  Acting Instructor (fall 1987).

·       Stanford University, Institute for International Studies.  Research Associate (1995-97).

·       Stockholm Institute for Transition Economics (SITE) and Department of Economics, Stockholm School of Economics.  Associate Professor of Economics (1997-2001).

·       Journal of Comparative Economics.  Member of the Editorial Board (2003-2006).

·       Economics Education and Research Consortium at National University Kiev-Mohyla Academy (Ukraine).  Member of the International Advisory Board (since 2003).

·       Center for Labor Market Studies, Higher School of Economics, Moscow.   Member of Board of Directors (since 2001).

·       Institute for the Study of Labor (IZA).  Research Fellow (since 1999).

·       Economics Education and Research Consortium (Russia).  Member of the Working Group on Household Behavior and Labor Markets (since 1997).

·       Central European University, International Summer Course on Labor Markets and the Applied Microeconomics of Transition.  Course Director (1996-98).

·       William Davidson Institute, University of Michigan.  Research Associate (since 1996).

·       Columbia University, Department of Economics.  Visiting Scholar (1993).

·       University of Vienna.  Visiting Professor of Labor Economics (1991).

·       Institute for Advanced Studies (Vienna).  Visiting Research Fellow (1991).

Other Policy and Research Experience

·       World Bank.  Projects on:  productivity growth in Europe and Central Asia (2006-); capacity-building in economics research and education (2005); job creation in Eastern Europe (2004); firm demographics and productivity in Hungary and Romania (2003-2004); Russian labor markets (2000-2002); Romanian productivity and job reallocation (2000); Romanian privatization and firm performance (2000); Russian ownership and corporate governance (1995-96); worker ownership in Eastern Europe (1994-95); privatization in the Czech Republic, Hungary, and Poland (1993); Romanian labor markets (1993).

·       Organization for Economic Cooperation and Development (OECD).  Unemployment and labor market policies (1993), long-term unemployment and social assistance (1996), and social policies (1996-99) in Romania; labor markets in Baltic States (2001).

·       US Agency for International Development.  Micro-enterprises in Romania (2000-01).

·       Comparative Analysis of Enterprise Data, an international network of prominent researchers using microdata.  Member of the Executive Committee (since 2005); Chairman (since 2006).

·       Russian-European Centre for Economic Policy (RECEP).  Senior Expert (1999-2000).

·       Government of Romania.  Economic Advisor to First Deputy Prime Minister (1993-94).

·       Office of Prime Minister, Mongolia. Privatization Advisor to Prime Minister (1996-97).

·       Government of Moldova.  Economic Advisor to the Minister of Privatization (1996).

·       The Brookings Institution.  Research Fellow in Economic Studies (1986-87).

·       U.S. Geological Survey, Program Analysis Office.  Research assistant (1981 and 1982).

·       Council of Economic Advisers, Executive Office of the President; Washington, D.C.  Junior Staff Economist for Public Finance and Labor Policy (1982-83).

·       Congressional Budget Office, Fiscal Analysis Division; Washington, D.C. (1984).

Published Articles

1.     “Ownership and Wages:  Estimating Public-Private and Foreign-Domestic Differentials with LEED from Hungary, 1986-2003” (with A. Telegdy), NBER Working Paper No. 12997 and forthcoming in Analysis of Firms and Employees - Qualitative and Quantitative Approaches (F. Andersson, S. Bender, J. Lane, K. Shaw, and T. VonWachter, eds.), NBER and University of Chicago, 2007. Working paper:  http:/papers.ssrn.com/sol3/papers.cfm?abstract_id=960991

2.      “Nonstandard Forms and Measures of Employment and Unemployment in Transition:  A Comparative Study of Estonia, Romania, and Russia” (with D. Brown et al.), Comparative Economic Studies, Vol. 48(3), 435-457, September 2006.  Working paper:  http://papers.ssrn.com/sol3/papers.cfm?abstract_id=882058

3.     “Information Technology, Organizational Form, and Transition to the Market” (with U. Pagano and M. Lesi), Journal of Economic Behavior and Organization, Vol. 60(4), 471-489, August 2006.  Working paper: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=321202

4.     “Wages, Layoffs, and Privatization:  Evidence from Ukraine” (with D. Brown and V. Vakhitov), Journal of Comparative Economics, Vol. 34(2), 272-294, June 2006. Working paper: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=886283

5.     “Job Reallocation and Productivity Growth in the Ukrainian Transition” (with D. Brown), Comparative Economic Studies, Vol. 48(2), 229-251, June 2006.  Working paper version preprinted (in English and Ukrainian), Labour Market Reforms and Economic Growth in Ukraine: Linkages and Policies (I. Burakovsky and L. Handrich, eds.), Aachen: Shaker Verlag, 2006.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=590844

6.     “The Productivity Effects of Privatization: Longitudinal Estimates from Hungary, Romania, Russia, and Ukraine” (with D. Brown and Á. Telegdy), Journal of Political Economy, Vol. 114(1), 61-99, February 2006.  Working paper: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=827144

7.     “Developing Graduate Economics Education from Scratch:  The Case of the CEU,” forthcoming in Scaling Up the Success of Capacity Building in Economic Education and Research (B. Pleskovic, ed.), World Bank, 2007.

8.     “Nestandartnaya Zanyatost’ i Nestandartnaya Bezrabotitsa v Perekhodnykh Ekonomikakh Raznogo Tipa” (with D. Brown et al.), in Nestandartnaya Zanyatost’ v Rossiiskoi Ekonomike (V. Gimpelson and R. Kapeliushnikov, eds.), Moskva: Vyshshaya Shkola Ekonomiki, 281-340, 2006.

9.     “What Makes Small Firms Grow? Finance, Human Capital, Technical Assistance, and the Business Environment in Romania” (with D. Brown and D. Lup), Economic Development and Cultural Change, Vol. 54(1), 33-70, October 2005.  Working paper: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=425421

10.  “The Productivity Effects of Privatizing Manufacturing Firms: Russia, Ukraine, Hungary, and Romania Compared” (with D. Brown and Á. Telegdy), forthcoming (in Russian) in Competitiveness and Economic Modernization in Russia, (Y. Yasin, ed.), Higher School of Economics: Moscow, 2005.

11.  “The Wage Effects of Schooling under Socialism and in Transition:  Evidence from Romania, 1950-2000” (with D. Andren and D. Sapatoru), Journal of Comparative Economics, Vol. 33(2), 300-323, June 2005.  Working paper: http://papers.ssrn.com/sol3/papers.cfm?abstract_id=634083

12.  “Ownership Concentration and Corporate Performance on the Budapest Stock Exchange:  Do Too Many Cooks Spoil the Goulash?” (with C. Kucsera and Á. Telegdy), Corporate Governance:  An International Review, Vol. 13(2), 254-264, March 2005.  Working paper:  http://papers.ssrn.com/sol3/papers.cfm?abstract_id=425440

13.  “Privatization, Competition, and Budget Constraints: Disciplining Enterprises in Russia” (with S. Estrin), Economics of Planning, Vol. 36(1), 1-22, 2003. Working paper:  http://papers.ssrn.com/sol3/papers.cfm?abstract_id=87113

14.  “The Reallocation of Workers and Jobs in Russian Industry: New Evidence on Measures and Determinants” (with D. Brown), Economics of Transition, Vol. 11(2), 221-252, June 2003. Working paper:

http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID331067_code020924590.pdf?abstractid=331067

15.  “A Spoonful of Sugar: Privatization and Popular Support for Reform in the Czech Republic” (with S. Gehlbach), Economics and Politics, Vol. 15(1), 1-32, March 2003. Working paper: http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID315744_code020619560.pdf?abstractid=315744

16.  “Privatization Methods and Productivity Effects in Romanian Industrial Enterprises” (with A. Telegdy), Journal of Comparative Economics, Vol. 30(4), 657-682, December 2002. Working paper available at

http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID276516_code010730590.pdf?abstractid=276516

17.  “How Late to Pay?  Understanding Wage Arrears in Russia” (with K. Sabirianova), Journal of Labor Economics, Vol. 20(3), 661-707, July 2002. Working paper: http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID162110_code99082047.pdf?abstractid=162110

18.  “Corporate Control: A Study of Firms on the Bucharest Stock Exchange” (with A. Telegdy, C. Kucsera, and V. Kaznovsky), East European Economics, Vol. 40(3), 6-27, May/June 2002.

19.  “Gross Job Flows in Russian Industry Before and After Reforms: Has Destruction Become More Creative?” (with D. Brown), Journal of Comparative Economics, Vol. 30(1), 96-133, March 2002. Working paper:

http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID277509_code010724670.pdf?abstractid=277509

20.  “Microeconometric Studies of Russian Labor Markets: An Introduction to the Symposium” (with H. Lehmann), Journal of Comparative Economics, Vol. 30(1), 91-95, March 2002.

21.  “Worker Training in a Restructuring Economy: Evidence from the Russian Transition” (with M. Berger and K. Sabirianova), Research in Labor Economics, Vol. 20, 159-90 (Solomon W. Polachek, ed.), 2001. Working paper:

http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID241470_code000929510.pdf?abstractid=241470

22.  “Measuring Defense Conversion in Russian Industry” (with I. Komarov), Defence and Peace Economics, Vol. 12(2), 103-44, March/April 2001. Working paper: http://papers.ssrn.com/sol3/delivery.cfm/98090806.pdf?abstractid=122668

23.  “Privatization and the Structure of Enterprise Ownership” (with S. Estrin), in Russia’s Post-Communist Economy (B. Granville and P. Oppenheimer, eds.), Oxford: Oxford University Press, 2001. Working paper:

http://papers.ssrn.com/sol3/delivery.cfm/98051201.pdf?abstractid=87113

24.  “Corporate Governance and Restructuring: The Limits of Our Knowledge (Comments on the Paper by G. Roland)” in Annual World Bank Conference on Development Economics 2000 (B. Pleskovic and N. Stern, eds.), World Bank, 2001.

25.  “Business Start-ups or Disguised Unemployment?  Evidence on the Nature of Self-Employment from Transition Economies” (with Z. Sakova), Labour Economics, Vol. 7(5), 575-601, September 2000. Working paper:

http://papers.ssrn.com/sol3/delivery.cfm/SSRN_ID248346_code001228140.pdf?abstractid=248346

26.  “The Results of ‘Mass Privatization’ in Romania: A First Empirical Study” (with A. Telegdy), Economics of Transition, Vol. 6(2), 313-32, November 1998.  Also published in Hungarian in Közgazdasagi Szemle (Economic Review), April 1998, and in Romanian in Sfera Politicii, May 1998.

27.  “Workers’ Self-Management in Transitional Economies” (with S. Estrin), in Advances in the Economic Analysis of Participatory and Labor-Managed Firms, Vol. 6, 3-28, 1998.

28.  “Long-term Unemployment, Social Assistance, and Labor Market Policies in Romania” (with C. Pauna), Empirical Economics, Vol. 23(1-2), 203-35, 1998.

29.  “Ownership Transformation, Economic Behavior, and Political Attitudes in Russia” (with R. Rose), CISAC Working Paper, May 1996, and published in Russian in EKO, October 1996.

30.  “Causes and Consequences of Privatization in Russia: Economic Behavior and Political Attitudes in Russia” (with R. Rose), in Studies in Public Policy, 1996.

31.  “The Incidence and Duration of Unemployment in Romania” (with C. Pauna), European Economic Review, Vol. 40(3-5), 829-37, 1996.

32.  “Do East European Enterprises Provide Social Protection?  Employee Benefits and Labor Market Behavior in the Transition,” in Stability and Change in the Social Benefits of Enterprises in Transitional Economies (M. Rein, B. Friedman, and A. Woergoetter, eds.), Cambridge University Press, 1996.

33.  “Ownership Structures, Patterns of Control, and Enterprise Behavior in Russia” (with L. Leshchenko and S. Estrin), in Enterprise Restructuring and Economic Policy in Russia (S. Commander, Q. Fan, and M. Schaffer, eds.), Washington: World Bank-Economic Development Institute, 1996.

34.  “Employee Ownership in Transition” (with S. Estrin), in Corporate Governance in Central Europe and Russia (R. Frydman, C. Gray, and A. Rapaczynski, eds.), World Bank and CEU Press, 1996.

35.  “Alternative Ownership Forms: The Impact on Restructuring” (with S. Estrin), in Economics of Transition, Volume 3(1), 111-15, 1995.

36.  “Remarks on the Analysis of Mismatch Unemployment in the Czech and Slovak Republics” and “Report on Discussion of Regional Unemployment and Sectoral Concentration,” in Unemployment in Central and Eastern Europe: The Regional Dimension, Paris: OECD, 1995.

37.  “Interpreting the Decline of ‘Output’ and the Prospects for ‘Recovery’ in Eastern Europe,” in Output Decline in Eastern Europe - Prospects for Recovery?  (J. Gacs, R. Holzmann, and G. Winckler, eds.), Kluwer Academic Press, 1995.

38.  “Aggregate Labor Market Behavior in the Restructuring of the Romanian Economy” (with G. Oprescu), in Unemployment, Restructuring, and the Labor Market (S. Commander and F. Coricelli, eds.), Washington, D.C.: World Bank/Economic Development Institute, 1995.

39.  “Incentive Contracts, Corporate Governance, and Privatization Funds in Romania” (with D. Sapatoru), Atlantic Economic Journal, Vol. 22(2), 61-79, June 1994.  Also translated into Romanian and published in Adevarul Economic, 1995.

40.  “The Ambiguity of Privatization and the Paths of Transition to a Private Property Regime” (with R. Frydman and A. Rapaczynski), in Privatization in Eastern Europe: Is the State Withering Away? (Frydman and Rapaczynski), CEU Press, 1994.

41.  “Unemployment and Policies in Romania,” in Unemployment in Eastern Europe: Transient or Persistent? (Tito Boeri, ed.), OECD, 1994.  Published in Romanian in Sfera Politicii, 1994.

42.  “Monopoly Power, Foreign Trade, and Price Liberalization in Czechoslovakia” (with A. Woergoetter), in International Trade and Restructuring in Eastern Europe (J. Gacs and G. Winckler, eds.), Springer Publishers, Munich, 1993.

43.  “Notes on Voucher Privatization Programs in Eastern Europe” (with R. Frydman and A. Rapaczynski), in The New Europe: Evolving Economic and Financial Systems in East and West (D. Fair and R. Raymond, eds.), Kluwer Academic Press, 1993.

44.  “Privatization Policies in Eastern Europe: Diverse Routes to a Market Economy” (with R. Frydman and A. Rapaczynski), in Privatization in the Transition to a Market Economy (coedited with R. Frydman and A. Rapaczynski), Pinter Publishers and St. Martin’s Press, 1993.

45.  “Privatization in a Hypercentralized Economy: the Case of Romania” (with D. Sapatoru), in Privatization in the Transition to a Market Economy (J. Earle, R. Frydman, and A. Rapaczynski, eds.), Pinter Publishers and St. Martin’s Press, 1993.  Published in Romanian in Oekonomika, 1993.

46.  “Voucher Privatization in Eastern Europe,” paper presented to the Versailles Workshop on Voucher Privatization (Versailles, France), June 1992.  Published in Romanian in Oekonomika, 1993.  Also translated and distributed in Albanian, Latvian, and Ukrainian.

47.  “Hours of Work and Trade Unionism” (with J. Pencavel), Journal of Labor Economics, Vol. 8(1), Part 2, 150-74, January 1990.

48.  “Inflation, Unemployment and the Reagan Administration” (with T. Kniesner), Business Economics, Vol. 19(5), 26-33, October 1984.

49.  “Did Reaganomics Shift the Phillips Curve?” (with T. Kniesner), Indian Economic Review, Vol. 19(2), 235-40, 1984.

Recent Working Papers

“Unemployment Duration and Misperceptions of Displaced Workers” (with S. Dendir).  Working paper, 2005.

“The Microeconomics of Creating Productive Jobs: A Synthesis of Firm-Level Studies in Transition Economies” (with D. Brown). World Bank Policy Research Working Paper WPS3886, April 2006, and background paper for Enhancing Job Opportunities: Eastern Europe and the Former Soviet Union, World Bank, Washington, DC, 2005.

“Complementarity and Custom in Wage Contract Violation” (with K. Sabirianova Peter), 2006.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=918262

Does Privatization Hurt Workers? Lessons from Comprehensive Manufacturing Firm Panel Data in Hungary, Romania, Russia, and Ukraine (with D. Brown and Á. Telegdy), 2005.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=873450

“Does Privatization Raise Productivity? Evidence from Comprehensive Panel Data on Manufacturing Firms in Hungary, Romania, Russia, and Ukraine” (with D. Brown and Á. Telegdy), 2004.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=634081

“Economic Reforms and Productivity-Enhancing Reallocation in the Post-Soviet Transition” (with D. Brown), 2004. Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=493582

“Community Norms and Organizational Practices:  The Legitimization of Wage Arrears in Russia, 1992-1999” (with A. Spicer and K. S. Peter), 2003.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=480648

“Job Reallocation and Productivity Growth Under Alternative Economic Systems and Policies:  Evidence from the Soviet Transition” (with D. Brown), 2002.  Available at http://papers.ssrn.com/sol3/papers.cfm?abstract_id=358348

Published Books and Parts of Books

The Russian Labor Market: Moving from Crisis to Recovery (Mansoora Rashid, ed.).  Author of “Understanding Employment:  Level, Composition, and Flows,” Chapter 1; and “Understanding Wages:  Structure, Uncertainty, and Inequality,” Chapter 2 (with K. Sabirianova), pp. 1-68.  Washington:  World Bank, 2002.

Small Privatization: The Transformation of Retail Trade and Consumer Services in the Czech Republic, Hungary, and Poland (with R. Frydman, A. Rapaczynski, and J. Turkewitz), CEU Press, London, 1994.

Privatization in the Transition to a Market Economy: Studies of Preconditions and Policies in Eastern Europe (co-edited with R. Frydman and A. Rapaczynski), Pinter Publishers and St. Martin’s Press, 1993.  Also published in Romanian.

The Privatization Process in Russia, Ukraine, and the Baltic States (with R. Frydman, A. Rapaczynski, et al.), CEU Press, 1993.  Principal author of chapters on privatization policies and ownership structure in Estonia, Latvia, Lithuania, and Ukraine.  Also translated and published in Polish, Romanian, Russian, Ukrainian.

The Privatization Process in Central Europe (with R. Frydman, A. Rapaczynski, et al.), CEU Press, 1993.  Principal author of chapters on privatization policies and ownership structure in Czechoslovakia, Hungary, and Romania.  Also translated and published in Polish, Romanian, Russian, and Ukrainian.

Economic Report of the President, January 1983.  Coauthor of chapters on unemployment and capital formation.